Funko Inc. Securities Settlement

PROOF OF CLAIM AND RELEASE

I. GENERAL INSTRUCTIONS


1. To recover as a member of the Class based on your claims in the action entitled In re Funko, Inc. Securities Litigation, Case No. 17-2-29838-7 SEA (King County, Washington) (the “Action”),1 you must complete and sign this Proof of Claim and Release Form (“Claim Form”). If you fail to submit a timely Claim Form, your claim may be rejected and you may not receive any recovery from the Net Settlement Fund created in connection with the proposed Settlement. Submission of this Claim Form, however, does not assure that you will share in the proceeds of the Settlement of the Action.

2. THIS CLAIM FORM MUST BE SUBMITTED ONLINE NO LATER THAN JULY 2, 2025, OR, IF MAILED, BE POSTMARKED NO LATER THAN JULY 2, 2025, ADDRESSED AS FOLLOWS:

Funko Securities Settlement
c/o A.B. Data, Ltd.
P.O. Box 173109
Milwaukee, WI 53217

3. If you are a member of the Class and you do not timely request exclusion, you are bound by and subject to the terms of any judgment entered in the Action, including the releases provided therein, WHETHER OR NOT YOU SUBMIT A CLAIM FORM OR RECEIVE A PAYMENT.

II. CLAIMANT IDENTIFICATION


1. If you purchased or otherwise acquired shares of Funko, Inc. (“Funko”) common stock pursuant to or traceable to Funko’s November 1, 2017 Initial Public Offering (“IPO”) and held the stock in your name, you are the beneficial owner as well as the record owner. If, however, you purchased or acquired Funko common stock through a third party, such as a brokerage firm, you are the beneficial owner and the third party is the record owner.

2. Use Part I of this form entitled “Claimant Identification” to identify each beneficial owner of Funko common stock that forms the basis of this claim, as well as the owner of record if different. THIS CLAIM MUST BE FILED BY THE ACTUAL BENEFICIAL OWNERS OR THE LEGAL REPRESENTATIVE OF SUCH OWNERS.

3. All joint owners must sign this Claim Form. Executors, administrators, guardians, conservators, and trustees must complete and sign this Claim Form on behalf of the person represented by them and their authority must accompany this claim and their titles or capacities must be stated. The last four digits of the Social Security (or full taxpayer identification) number and telephone number of the beneficial owner may be used in verifying the claim. Failure to provide the foregoing information could delay verification of your claim or result in rejection of the claim.

III. IDENTIFICATION OF TRANSACTIONS


1. Use Part II of this form entitled “Schedule of Transactions in Funko Common Stock” to supply all required details of your transaction(s).

2. On the schedules, provide all of the requested information with respect to your holdings, purchases, acquisitions, and sales of Funko common stock, whether the transactions resulted in a profit or a loss. Failure to report all such transactions may result in the rejection of your claim.

3. List each transaction separately and in chronological order, by trade date, beginning with the earliest. You must accurately provide the month, day, and year of each transaction you list.

4. The date of covering a “short sale” is deemed to be the date of purchase of Funko common stock. The date of a “short sale” is deemed to be the date of sale.

5. Copies of broker confirmations or other documentation of your transactions must be uploaded and included with your claim. Failure to provide this documentation could delay verification of your claim or result in rejection of your claim. THE PARTIES DO NOT HAVE INFORMATION ABOUT YOUR TRANSACTIONS IN FUNKO COMMON STOCK.

6. NOTICE REGARDING ELECTRONIC FILES: Certain claimants with large numbers of transactions may request, or may be requested, to submit information regarding their transactions in electronic files. (This is different than the online claim portal on the Settlement website.) All such claimants MUST submit a manually signed paper Claim Form whether or not they also submit electronic copies. If you wish to submit your claim electronically, you must contact the Claims Administrator at (877) 777-9555 or info@FunkoSecuritiesSettlement.com to obtain the required file layout. No electronic files will be considered to have been properly submitted unless the Claims Administrator issues to the claimant a written acknowledgment of receipt and acceptance of electronically submitted data.



1 This Proof of Claim and Release Form incorporates by reference the definitions in the Stipulation of Settlement (“Stipulation”), which can be obtained on the Court Documents section of this website.